Mary Schapiro Quotes

• Too often, investors are the target of fraudulent schemes disguised as investment opportunities. As you know, if the balance is tipped to the point where investors are not confident that there are appropriate protections, investors will lose confidence in our markets, and capital formation will ultimately be made more difficult and expensive.

  Mary Schapiro

  Opportunity, Balance, Target

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• Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to drop research coverage if Piper were not selected as the lead underwriter for a secondary offering was totally inappropriate and undermines the integrity of the market.

  Mary Schapiro

  Integrity, Offering, Banking

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• I work on weekends, but from home.

  Mary Schapiro

  Home, Weekend

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• The SEC has actually progressively loosened up the rules and recognized the value of social media, but the goal is always going to be to get information out as broadly as possible as quickly as possible.

  Mary Schapiro

  Media, Goal, Information

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• La SEC tiene que redactar más de 100 normas en virtud de la Ley Dodd-Frank, la mayor parte de todas las agencias. Y hemos actuado, creo, con un tremendo sentido de la urgencia. Pero lleva mucho tiempo redactar normas y conseguir que las apruebe una comisión de cinco miembros.

  Mary Schapiro

  Writing, Thinking, Agency

  "SEC Head Mary Schapiro To Step Down This Week". "Morning Edition" with David Greene, www.npr.org. December 11, 2012.

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• En virtud de la Ley Dodd-Frank, la SEC recibió la mayor parte de las normas que debía redactar, más de 100 normas, y lo hemos hecho de forma extraordinaria. El ochenta por ciento han sido propuestas o adoptadas. Así pues, mucho, mucho por hacer, pero, por supuesto, más por hacer.

  Mary Schapiro

  Writing, Law, Done

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